Disclosure

Disclosure Document

This Disclosure Document has been prepared as per SEBI (Research Analyst) Regulations, 2014, to provide essential information about our Research and Recommendation Services. It aims to help prospective clients make informed decisions before subscribing to these services.

Research Entity Information

For the purpose of this Disclosure Document, Stock Axis Ventures is a Private Limited Company (hereafter referred to as the "Research Entity").

About the Research Entity

  • Services: Offers research and recommendation services designed to align with client interests.
  • Terms and Conditions of Research and Recommendation Services

    For detailed terms and conditions, please refer to our separate terms document.

    Disciplinary History

    No material litigations, legal proceedings, or regulatory actions are pending against the Research Entity, Research Analyst, or any associates or relatives.

    Associates

  • No associates.
  • Disclosures Regarding Research and Recommendation Services

  • The Research Entity, Analyst, or relatives may have financial interests or beneficial ownership in recommended securities (disclosed monthly).
  • No conflicts of interest exist due to connections with issuers of recommended securities.
  • The Research Analyst or associates may hold 1% or more securities in the subject company (disclosed monthly).
  • No direct or indirect association with issuers of recommended securities.
  • No conflicts of interest affecting research objectivity or independence.
  • No remuneration or incentives received for recommending securities.
  • No compensation received from subject companies for investment banking, merchant banking, or brokerage services in the past 12 months.
  • No compensation received for non-investment banking services in the past 12 months.
  • No benefits accepted in connection with research reports or recommendations.
  • Subject companies have not been clients of the Research Entity in the past 12 months.
  • The Research Analyst or associates have not held roles as officers, directors, or employees of the subject companies.
  • No involvement in market-making activities for subject companies.
  • This document serves to maintain transparency and ensure adherence to SEBI guidelines.